Gerard Steven Riccardi

Gerard Steven Riccardi has a diverse work experience in the banking industry, spanning over several decades. Gerard Steven began their career as a Branch Risk Manager at Citibank (Switzerland) in 1991 before moving on to work as a Special Project Manager at Citibank NA in 1996. Gerard Steven then joined Merrill Lynch International Inc. as a Compliance and Administration Control Officer in 1998. In 1999, they became a Supervisory Manager at JP Morgan (Suisse) SA.

From 2000 to 2005, Gerard held the position of Compliance Officer Private Banking International at Crédit Lyonnais (Suisse) SA, where they supervised compliance activities in foreign Private Banking branches and implemented compliance controls. Gerard Steven then joined BNP Paribas Switzerland as a Compliance Officer, where they reviewed and authorized account openings and conducted compliance reviews.

Gerard's next role was as a Senior Compliance Officer at Mirabaud & Cie SA starting in 2009. Here, they reviewed and analyzed corporate and banking documentation, ensuring compliance with legal and regulatory requirements. Gerard Steven also participated in account openings and worked with anti-money laundering and terrorism financing committees.

In 2015, Gerard worked at LGT Bank (Suisse) SA as a Senior Compliance Officer on a term assignment. During this time, they reviewed and analyzed banking and corporate documentation updates and provided advice and support on FATCA issues.

From 2016 to 2018, Gerard served as a Senior Compliance Officer and Head of Account Opening Department at Indosuez Wealth Management. Gerard Steven was responsible for managing the account opening process, ensuring compliance with regulations.

Currently, Gerard is working at ONE Swiss Bank as a Senior Compliance Officer. Gerard Steven'skey responsibilities include coordinating compliance activities during the merger of Banque Arner and GS Banque SA and overseeing the remediation plan for Banque Arner after an audit by FINMA. Gerard Steven also handles general compliance tasks.

Gerard's work experience demonstrates their extensive knowledge and expertise in compliance and risk management within the banking sector.

Gerard Steven Riccardi completed their primary and secondary education in Geneva from 1970 to 1981. Gerard Steven then attended Ecole Supérieure de Commerce à Genève from 1981 to 1986, where they earned a degree in Maturité commerciale with a specialization in Option informatique. Additionally, they obtained a First Certificate of Cambridge in 1985. In 1993, they completed a Certified Interviewer program and also attended a course on Developing Management Skills. In 1998, they completed the NASD Series 7 program.