Brian Roth

Brian Roth has over two decades of experience in compliance and information technology within the financial services sector. Currently serving as Managing Director and Chief Compliance Officer for Asset Management at Oppenheimer & Co. Inc. since October 2005, Brian has developed a comprehensive compliance program and previously held roles including Deputy Chief Compliance Officer and Executive Director for Senior Compliance Officer. Prior experience includes a Vice President position in Information Technology at Bank of America, where Brian established a management reporting environment for the Global Equities Division, and as Executive Director for Information Technology at CIBC Oppenheimer, focusing on integrating diverse business systems. Brian holds a Bachelor's Degree in Accounting from City University of New York-Brooklyn College.