Lucy Guan

Lucy Guan currently serves as a KYC Officer at Oppenheimer & Co. Inc., where responsibilities include reviewing and processing KYC submissions, conducting client research, and acting as a liaison between the business and branches for regulatory compliance. Prior experience as an AML Screening Analyst involved comprehensive reviews of alerts, achieving high accuracy rates and improving escalation handling times. At Citi, Lucy fulfilled the role of Valuation Control Analyst, ensuring the accuracy of market data and collaborating with various teams on valuation uncertainties. Previous positions include Sales Associate at EXPRESS and Customer Service Manager at Snowdays NY, where skills in customer service and operations management were developed. Lucy holds a Bachelor of Arts in Economics from the University at Buffalo, completed in December 2022.