Tom Drogan has extensive experience in the financial industry. Tom served as the Chief Compliance Officer at Park Avenue Securities starting in 2019. Prior to that, they held various roles at FINRA (Financial Industry Regulatory Authority) from 2007 to 2019, including Senior Vice President, Deputy, Member Regulation, and Vice President, Deputy, Member Regulation. Before joining FINRA, Drogan worked at NYSE Regulation, Inc. from 1997 to 2007, where they held positions such as Examination Director and Principal Examiner.
Tom Drogan pursued their education at St. John's University from 1994 to 1997. During their time there, they completed a Bachelor of Science (BS) degree in Finance, General. In 2002, they furthered their studies at Brooklyn Law School and successfully obtained a Doctor of Law (JD) degree in 2004. Unfortunately, the specific field of study for their JD degree was not specified.
July, 2019 - present
Chief Compliance Officer at Roadrunner Transportation Systems
Chief Compliance Officer at SMArtX Advisory Solutions
Chief Compliance Officer at Aquiline Capital Partners
Chief Compliance Officer at Netcetera
Chief Compliance Officer at Magnetar Capital