Carl G. is currently serving as a Compliance Manager at Pepperstone. With a background in various compliance and risk management roles at companies such as Koda Capital, Crestone Wealth Management, CPA Australia, Canaccord Genuity Group Inc., Ord Minnett, Patersons Securities, and Credit Suisse, Carl G. has extensive experience in the finance industry. Carl's responsibilities have included trade surveillance, analyzing trading activity, ensuring best execution, and identifying and addressing potential compliance issues.
October, 2022 - present