Compliance and Risk Management Team
About
The Compliance and Risk Management Team at PGIM is responsible for ensuring adherence to regulatory requirements and internal policies, effectively managing operational and investment risks. This team is dedicated to fostering a culture of compliance while developing and implementing risk management strategies to protect the firm’s assets and reputation in a dynamic financial landscape.
Team members
Adam Rosenthal
Chief Risk Officer
Arpit Shukla
Compliance Manager
Caitlin Platzman
Director, Compliance
Cedric Fischer
Director Of Compliance
Darren Nicholls
Head Of Risk - Europe
Eleonora Faustini
Head Of Compliance And Aml
Gregory Wuss
Director - Operational Risk Ma...
Joann K.
Compliance Manager
Pasquale Rocco
Senior Compliance Analyst
Tina Singleton-Polit...
Director - Regulatory & Distri...