Sonja Wall

Compliance Specialist at Private Advisor Group

Soni Wall is a compliance specialist at Private Advisor Group. In this role, she helps with compliance policy development which allows the firm to adhere to complex federal and state regulatory securities law. She brings over 20 years of experience in financial services to the team.

Prior to joining Private Advisor Group, Soni has held executive positions, such as Chief Compliance Officer in the Las Vegas area at The Wealth Consulting Group and in Denver, CO with ReDefine Wealth Management.

Soni earned a Bachelor of Science in Marketing and Finance from Arizona State University. She holds FINRA series 4, 7, 24, 53, and 66 securities registrations.

Timeline

  • Compliance Specialist

    Current role

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