Org chart
Frank Smith
Chief Executive Officer
Frank Smith
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Kevin Sullivan
Enterprise Growth And Advisor Engagement
Anne Mortera
Director, Advisor Growth & Engagement
Adam J. Schorr
Chief Financial Officer
Jim Perhacs
Chief Operating Officer
Jim Hooks
Managing Director, Chief Compliance Officer
John Hyland
Managing Director, Strategic Partner Relations
Andrew Karlinski
Managing Director, West Region
James Sullivan
Managing Director, Advisor Advocacy & Technology
Verne Marble
Director, Business Development
Kelly Coulter
Director, Marketing
Donald Stahl
Director, Business Solutions
Jason McCarthy
Compliance Director
Tom Corcimiglia
Senior Wealth Manager
Kathleen Conlin
Manager, Human Resources
Lou D’Angelo
Business Strategy Manager
Serena Bowen
Digital Marketing Manager
Jt McHugh
Operations Manager
Timothy Byrne
Transition Manager
Eric Lyons
Portfolio Administrator
Paul Mulholland
Senior Financial Planner
Jennifer Marquardt
Client Service Associate
Sarah McCarthy
Compliance Associate
Michael Crapella
Onboarding Associate
Sean Sullivan
RIA Registration & Legal Counsel
