Brendan Mulvey

Brendan Mulvey has had extensive experience in various roles related to risk and compliance management. Brendan started their career at AllianceBernstein as a Private Client Associate, where they focused on compliance and client documentation. Brendan then worked as an Intern at several organizations, including the New York Supreme Court, Financial Industry Regulatory Authority (FINRA), Vincent J. Russo & Associates, and the Mental Hygiene Legal Service.

In 2010, Mulvey joined Brown Brothers Harriman as a Compliance Associate, where they monitored securities and cash transactions for compliance and conducted investigations to identify potential violations. Brendan then moved to ICICI Bank in 2012, assuming the role of Compliance Officer and managing the bank's AML and OFAC compliance programs.

Mulvey joined Protiviti in 2013 as a Senior Consultant and progressed to the roles of Manager, Senior Manager, and Associate Director - Regulatory Risk. During their time at Protiviti, they worked on assessing and enhancing consumer compliance programs, responding to regulatory changes, and developing inventories of regulatory requirements.

In 2017, Mulvey joined Promontory, a Business Unit of IBM Consulting, initially as a Senior Principal and later as an Associate Partner and Director. Brendan led Promontory's Americas Risk and Compliance Practice, advising clients on various risk management programs and practices related to compliance, operational, third-party, and enterprise risk management.

Mulvey's work experience demonstrates their expertise in risk and compliance management, particularly in the banking and financial services industry.

Brendan Mulvey holds a J.D. degree from St. John's University School of Law, which they obtained from 2007 to 2010. Prior to that, they completed their undergraduate studies at St. John's University, The Peter J. Tobin College of Business, earning a B.S. degree in Finance (summa cum laude) from 2002 to 2006. Brendan'ssecondary education consists of a diploma in Liberal Arts from Chaminade High School, where they studied from 1998 to 2002. In addition to their formal education, Brendan has obtained certifications such as CRCM from the American Bankers Association and CAMS from ACAMS, although the specific dates of acquisition are not provided.