Kristine Reed

Sr. Manager, Quality Assurance Compliance at Raymond James Financial

Kristine Reed, CFE, has extensive experience in compliance and quality assurance within the financial services industry, currently serving as Sr. Manager of Quality Assurance Compliance at Raymond James since July 2010. Throughout their tenure at Raymond James, Kristine has held various roles, including Compliance Manager for Surveillance and PCG Compliance Testing, Senior Compliance Advisor, Lead Service Advisor, Service Advisor II, and Registered Client Service Associate. Prior to joining Raymond James, Kristine worked as a Registered Sales Associate at Associated Investment Services from August 2007 to July 2010. Kristine holds a Bachelor of Science in Finance from Rasmussen University and an Associate of Arts and Sciences in Accounting from Rock Valley College.

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Timeline

  • Sr. Manager, Quality Assurance Compliance

    January, 2022 - present

  • Compliance Manager - Surveillance

    September, 2019

  • Compliance Manager - PCG Compliance Testing

    August, 2017

  • Senior Compliance Advisor

    April, 2017

  • Lead Service Advisor

    August, 2016

  • Service Advisor II

    June, 2015

  • Registered Client Service Associate

    July, 2010