KW

Kyle Wootten

General Counsel - Broker Dealer Finance, Operations And Technology at Raymond James Financial

Kyle Wootten has extensive experience in the financial industry, specializing in compliance and regulatory affairs. Kyle has held various senior positions at companies such as Raymond James, Thomson Reuters, and Wells Fargo Advisors. Kyle has a Bachelor's degree in Economics from Saint Louis University and a J.D. from Saint Louis University School of Law.

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Timeline

  • General Counsel - Broker Dealer Finance, Operations And Technology

    January 1, 2024 - present

  • Svp, Head Of Corporate Compliance And Internal Controls

    December, 2021

  • Svp, Head Of Compliance Assurance

    January, 2020

  • Svp, Chief Compliance Officer-rjf Global Functions

    April, 2016

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