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Alice Harper

Chief Compliance Officer & MLRO at Redburn

Alice Harper has a diverse work experience ranging from the financial industry to the automotive sector. Alice started their career as a Vehicle Handover Specialist at Mercedes-Benz Retail Group in September 2006 and later became a Personal Assistant in May 2008. In December 2009, they transitioned to the role of a Derivatives Broker at Mariana Capital Markets, where they worked until October 2014. Alice then joined Redburn in November 2014 as a Compliance Executive, focusing on client take-on, regulatory advice, monitoring activities, and maintaining compliance registers. Alice was subsequently promoted to the position of Chief Compliance Officer & MLRO in June 2018, where they continue to serve.

Alice Harper pursued their education in a chronological order. Alice completed their Master of Laws (LLM) degree with a specialization in Financial Regulation and Compliance from BPP Law School, a course which lasted from 2016 to 2018. Prior to that, they obtained a Diploma at Level 6 from The Chartered Institute for Securities & Investment (The CISI) in 2016, focusing on Investment Compliance. Furthermore, in 2010 and 2011, Alice completed the Capital Markets Programme offered by The Chartered Institute for Securities & Investment (The CISI). Their earliest educational experience was at Vyners School, where they attended from 1999 to 2006, but no specific degrees or fields of study were mentioned for this period.

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Timeline

  • Chief Compliance Officer & MLRO

    June, 2018 - present

  • Compliance Executive

    November, 2014