Red Oak Compliance Solutions
Aaron Berger is currently the Vice President of Implementations at Red Oak Compliance Solutions since March 2021. Prior to this role, Aaron held positions as Director of the Professional Services Group at RegEd, Director of Professional Services & Project Management at NRS - National Regulatory Services, and Customer Service Manager at ComplianceMAX Financial. Aaron holds a Master of Business Administration (M.B.A.) in Business Administration and Management from San Diego State University and a Bachelor's Degree in Management Information Systems from the University of Arizona.
Red Oak Compliance Solutions
Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions provide risk minimization, process optimization, and the ability to scale with your firm's changing needs. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that our clients always stay ahead of the curve. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence. Additional solutions include Disclosure Management, Registration Management, Complaint Management, Branch Exams and more. Red Oak offers various additional tech modules to further automate and increase efficiencies in your compliance process, including periodic attestations, forms review, gifts and non-cash compensation, regulatory inquiry requests, AML/fraud case management, RFP review, and many more. Our Compliance Consultants can also provide additional support for your team when needed. Join the growing number of firms that rely on Red Oak Compliance Solutions to stay ahead of the regulatory curve and experience the benefits of intelligent compliance software for yourself!