Red Oak Compliance Solutions
Dan Baggott is a seasoned technology executive currently serving as Chief Technology Officer at Red Oak since April 2025. Previously, Dan held the role of Chief Technology Officer at 4U Platform LLC from December 2020 to April 2025, leading innovative developments for the financial industry's first real-time digital partnership platform. Dan's experience also includes senior leadership roles at Stella & Dot Family of Brands, where as Senior Director of Engineering, significant contributions were made to a profitable social selling company. Earlier, Dan excelled as Principal Engineer at CafePress.com, managing scalable search engine infrastructure, and collaborated with Dr. Lisa Stubbs as a Software Engineer at Lawrence Livermore National Laboratory. Dan began a career in technology with various roles at LabVelocity, enhancing quality assurance and product integration processes. Dan holds an M.A. in Molecular & Cell Biology from the University of California, Berkeley, and a Bachelor of Arts in Biology from Reed College.
This person is not in any teams
This person is not in any offices
Red Oak Compliance Solutions
Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions provide risk minimization, process optimization, and the ability to scale with your firm's changing needs. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that our clients always stay ahead of the curve. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence. Additional solutions include Disclosure Management, Registration Management, Complaint Management, Branch Exams and more. Red Oak offers various additional tech modules to further automate and increase efficiencies in your compliance process, including periodic attestations, forms review, gifts and non-cash compensation, regulatory inquiry requests, AML/fraud case management, RFP review, and many more. Our Compliance Consultants can also provide additional support for your team when needed. Join the growing number of firms that rely on Red Oak Compliance Solutions to stay ahead of the regulatory curve and experience the benefits of intelligent compliance software for yourself!