Regal Securities, Inc.
Gina Bokios, JD, MBA, serves as Senior Vice President, General Counsel, and Corporate Secretary at Regal Securities, Inc., where responsibilities include providing legal counsel to the CEO and upper management and collaborating with the compliance department. Prior experience includes roles as Senior Vice President, General Counsel, and Director of Compliance at NE Securities, overseeing all legal work for the broker-dealer and investment banking division, as well as managing corporate governance and compliance. Gina also held the position of Legal Manager for the Athens 2004 Olympic Organizing Committee, drafting contracts for the Olympic torch relay and international sponsorship agreements. Earlier in career, Gina was an associate at Skadden, Arps, Slate, Meagher & Flom LLP, focusing on mergers and acquisitions. Educational credentials include a JD from Northwestern University Pritzker School of Law, an MBA from Northwestern University - Kellogg School of Management, and a Bachelor of Science from Northwestern University.
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Regal Securities, Inc.
In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions. Conversely, Regal does not subscribe to a one size fits all approach as each advisor’s business, and their client’s financial needs and circumstances, are unique and deserve the appropriate attention. Regal provides an Open Solution Partnership with our advisors to help them serve their clients without quotas, mandates, or grid compression. We proudly support advisory, brokerage and hybrid business models to help advisors serve clients’ best interest and we offer affiliation for Independent Advisors, Employee Advisors, and full Enterprise Solutions. Regal Securities is an independent Broker/Dealer and wealth management firm entrusted by our clients to help them navigate their financial and family journey. Regal provides brokerage and advisory solutions (through Regal Advisory Services, Inc.) created to strengthen and accelerate our advisors’ business success. Personalization and creative thinking are the foundation for our concierge service & transition team. Regal places the client and their advisor center stage to empower a life of purpose and abundance. Looking for a white glove service model and the family culture? Please contact us to start a conversation that can lead to the next step of your life and business journey of empowerment. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.