Dennis K.

Dennis K. is an experienced compliance professional currently serving as Chief Compliance Officer at Robotti & Company since August 2019. Previously, Dennis held the same title at Align Impact from 2016 to August 2019, and worked as a Broker-Dealer & Investment Advisory Compliance Consultant at Compliance & Advisory Solutions from 2010 to 2016. Earlier in the career, Dennis was the Manager of Compliance at Commonwealth Financial Network from 2004 to 2010 and at CUSO Financial Services from 2003 to 2004. Dennis began the professional journey as a Senior Compliance Analyst at Linsco/Private Ledger (LPL Financial Services) from 1997 to 2003. Dennis earned a B.S. in Finance from California State Polytechnic University-Pomona.