Richard Thompson

Director - Compliance Monitoring Manager R&co Wealth Management at Rothschild & Co

Richard Thompson is currently the Director - Compliance Monitoring Manager at Rothschild & Co Wealth Management. Prior to this role, Richard held various compliance-related positions at companies such as Tilney Group, Towry, Ashcourt Rowan, Collins Stewart, and Brewin Dolphin. At Rothschild & Co, Richard leads a team of four compliance monitoring specialists and is responsible for designing, implementing, and delivering the Compliance Monitoring Plan for the UK Wealth Management business.

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Timeline

  • Director - Compliance Monitoring Manager R&co Wealth Management

    February, 2018 - present