Rocco Nisivoccia

Managing Director, Chief Administration Officer/chief Compliance Officer at S3 Partners

Rocco Nisivoccia has over 30 years of work experience in the financial industry. Rocco started their career at Prudential Insurance Company of America in 1989 as an Associate Manager. Rocco then went on to work at London Global Securities as an Associate Director from 1995 to 1997. After that, they joined UBS as a Director in Equity Finance from 1997 to 2001. Following their tenure at UBS, they worked at Credit Suisse as a Managing Director in Prime Services from 2001 to 2013.

In 2013, Rocco joined S3 Partners as a Managing Director in Securities Finance. Rocco later became the Managing Director of Business and Product Development in 2017. Throughout their career, Rocco has gained extensive expertise in financial technology, data sourcing, risk management, and investor relations.

Rocco Nisivoccia completed their Bachelor of Science (B.S.) degree in Business, Management, Marketing, and Related Support Services from Rutgers University in 1992.

Location

Whippany, United States

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S3 Partners

A cornerstone principle of their business has been never to repurpose data. They will never pursue supplementary income streams that could harm their clients. They work in an industry that is rife with competition and demands discretion of the positions held in their care. It is in their DNA to be mindful of the risk of harnessing information.They actively avoid conflicts in management, ownership, personal trading, and product development. They carefully govern all of their actions to ensure compliance with each rule that may apply, and to handle the portfolios of their clients with the utmost care.


Employees

51-200

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