Mark Hugo

Chief Supervision Officer at SA STONE WEALTH MANAGEMENT INC.

Mark Hugo serves as Chief Supervision Officer for SA Stone Wealth Management and joined SA Stone as part of Sterne Agee’s acquisition of WRP Investments in 2014. Prior to SA Stone he was Director of Business Development for WRP Investments, Inc. Mark has been in the financial services industry since 1990 during which time he served as Executive Vice President, Chief Compliance Officer and FINOP. Mark’s extensive and diverse background in operations, compliance, business retention and recruiting, give him a unique ability to support and guide financial advisors in this ever-changing industry. Mark holds a Series 7, 24, 27, 53, 63, 65, and insurance licenses.


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Timeline

  • Chief Supervision Officer

    2014 - present

  • Associate Director, Supervision