RL

Rob Lohwater

Compliance Officer at Sage Rutty & Co., Inc

Rob Lohwater has a strong background in compliance, having held the position of Chief Compliance Officer at multiple companies. Rob started their career at GoldK Investment Services, Inc. in July 2000, where they served as General Manager until November 2003. Rob then joined Winslow, Evans & Crocker, Inc. in November 2003, where they worked as Chief Compliance Officer until June 2006. Following this, they joined Brighton Securities Corp. in June 2006 and held the position of Chief Compliance Officer until February 2014. Finally, they joined Sage Rutty & Co., Inc. in March 2014, where they currently serve as Chief Compliance Officer.

Rob Lohwater attended St. John Fisher University from 1979 to 1983 and obtained a Bachelor of Arts degree in Economics.

Links

Timeline

  • Compliance Officer

    January 1, 2024 - present

  • Chief Compliance Officer

    March, 2014

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