Damien DiMaggio has extensive experience in securities compliance and regulatory oversight, currently serving as a Senior Securities Compliance Examiner at the U.S. Securities and Exchange Commission since January 2016. Prior to this role, Damien worked as a Compliance Officer at Two Sigma Securities from May 2014 to January 2016, and as a Regulatory Specialist in Sales Practice and Market Regulation at the Financial Industry Regulatory Authority from February 2008 to May 2014. In these positions, Damien conducted routine examinations of trading activity, assessed the financial condition of FINRA member firms, and validated financial filings. Damien earned a Bachelor's degree in Finance from St. John's University between 1997 and 2001.
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