Robert A. Marchman is a seasoned professional with extensive experience in regulatory compliance and diversity initiatives within the financial sector. Currently serving as a Senior Advisor at the U.S. Securities and Exchange Commission since January 2020, Marchman advises on strategies related to the Dodd-Frank Act and engages in financial education outreach. Previous roles include Special Advisor at FINRA, where Marchman focused on enforcement policies and diverse leadership initiatives, and Executive Vice President at both NYSER and NYSE, where Marchman led enforcement, regulatory programs, and significant investigations into industry practices. Marchman holds a JD from the University of Pennsylvania Carey Law School and multiple certificates in diversity studies from Harvard University.
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