Chris Chapman

Chief Compliance Officer (cco) at Shakepay

Chris Chapman has a decade of experience in the financial industry. Chris began their career in 2008 as an Advisor Services Representative and Transition Administrator at MGI Financial. In 2010, they joined Investors Group as a Compliance Analyst and Client Services Representative. From 2015 to 2017, Chris worked as an Investment Compliance Analyst at Great-West Life. Chris then moved to iA Financial Group (Industrial Alliance) as a Branch Auditor. In 2018, Chris became the Associate Manager of Controls and Risk at Exchange Income Corporation. Chris then worked as a Compliance and Risk Administrator at Niverville Credit Union in 2019. That same year, they became a Branch Examiner at Aviso Wealth. In 2021, Chris joined Value Partners Investments Inc. (VPI) as a Compliance Manager and Shakepay as a Securities Compliance Officer.

Chris Chapman received a Bachelor of Business Administration (BBA) from Red River College Polytechnic in 2008, with a field of study in Business Administration and Management, General. Chris also holds a Certificate in Investment Dealer Compliance from the Canadian Securities Institute (CSI), which they obtained in January 2014. Additionally, they hold Chainalysis KYT and Reactor Certifications from Chainalysis Inc., which they obtained in August 2022.

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Timeline

  • Chief Compliance Officer (cco)

    November, 2021 - present