Simon Compliance LLC
Jenna McCartin is an experienced compliance professional currently serving as a Compliance Manager at Simon Compliance LLC since July 2024. Formerly employed at Francisco Partners as a Compliance Associate from June 2021 to June 2024, Jenna also held the same title at Cambridge Associates between April 2019 and May 2021. Prior roles include Senior LP Analyst at Rue Gilt Groupe from May 2016 to March 2019, Fraud Analyst at DraftKings, Inc. from June 2015 to May 2016, and an internship with the Bureau of Professional Standards at the Boston Police Department. Jenna's earlier experience includes internships in investment compliance, financial intelligence, crime analysis, and general assistance at various organizations. Jenna holds a Bachelor of Science in Criminal Justice from Northeastern University and graduated from JSerra Catholic High School.
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Simon Compliance LLC
At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs. With backgrounds in both the legal and financial fields, the Simon Compliance team brings a practical market perspective to compliance. We understand the commercial component to your business and know how to assess and manage your risks. Using our expertise and a collaborative approach, we create your compliance solution, offering carefully considered advice and accessible, responsive service at every step along the way. Working together, we keep your business compliant now and in the future.