The Legal and Compliance Team at the Florida Office of Financial Regulation ensures that the agency and its regulated entities adhere to state and federal laws. This team provides legal advice, conducts investigations into financial crimes, manages litigation, and develops compliance policies to protect consumers and maintain the integrity of Florida's financial marketplace. Their efforts contribute to a fair and accountable regulatory environment within the financial services industry.
Brandon G.
Assistant General Counsel
Cecfe Jesus Amarante...
Financial Crimes Investigator
Jenni Middlebrook-Ca...
Financial Investigator - Crimi...
Joaquin Alvarez
Senior Attorney
Kerry Finegan (Zinn)
Chief Of Enforcement, Securiti...
Richard Frank
Criminal Investigator
Rodney Wade
Assistant General Counsel
Ron R.
Commissioner
Russell C. Weigel, I...
Commissioner
Thomas Aquinas Wolek
Lead Trust Examiner
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