Clint McGowan

Director Of Compliance at STONEHAVEN, LLC

Clint McGowan has an extensive work experience in the financial industry. Clint is currently working as the Director of Compliance at STONEHAVEN, LLC since June 2022. Prior to this, they held the position of Vice President of Compliance and AML at Goldman Sachs Ayco Personal Financial Management from August 2005 to April 2022. In this role, they were responsible for ensuring regulatory compliance, preparing reports, and reviewing audit reports. Before that, Clint worked at Fidelity Investments as a Client Service Manager/Senior Trader from June 1996 to August 2005. In this role, they provided customer service, recorded interactions, and resolved customer problems.

Clint McGowan completed their Bachelor of Science degree in Marketing with a minor in Economics at Plymouth State University from 1991 to 1995. In September 1996, they obtained various certifications, including the Series 7, 9, 10, 24, and 63, from FINRA.

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Timeline

  • Director Of Compliance

    June, 2022 - present