James Caboy Jr.

James Caboy Jr. has a robust background in compliance within the financial services sector, currently serving as the Director of Compliance for Equity Capital Markets at StoneX Group Inc. Previously, James held key compliance roles as the Chief Compliance Officer and AMLCO at Fennel, and as the Chief Compliance Officer and AML Officer at Rialto Markets. Additional experience includes serving as the Director of Compliance at Liquidnet and as the VP, U.S. Trading Compliance Officer at Canaccord Genuity Inc.