Risk and Compliance

The Risk and Compliance team at Sucden Financial is responsible for ensuring that all trading activities and operations adhere to regulatory standards and internal policies. They manage risk through the development and implementation of enterprise risk models, provide compliance advisory services, oversee operational risk, and ensure robust cyber security measures. Additionally, they conduct thorough Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, while also implementing Anti-Money Laundering (AML) safeguards to protect the business and its clients.