JR

Jeanne Rockman

Chief Compliance Officer at The Livingston Group

Jeanne Rockman has been the President of Regulatory Consulting Services, LLC since February 2015. Prior to that, Jeanne held the position of Chief Compliance Officer at Livingston Securities, LLC and was a Partner at Sutton Advisory Services from January 2008 to March 2015. Jeanne provides compliance consulting services to financial services companies and offers consulting services in business management, compliance, and operational matters.

Links

Timeline

  • Chief Compliance Officer

    February, 2008 - present