The Legal and Compliance team at T. Rowe Price ensures that the firm operates within legal frameworks and regulatory guidelines while protecting its interests in investment management. This team is responsible for advising on various legal matters, managing compliance with financial regulations, overseeing audits, and addressing legislative changes, all while supporting the firm's commitment to innovation in funding technology startups.
Allison Baird
Senior Legal Analyst
Bryan W. Venable
Vice President, Managing Legal...
Daniel Nagel
Vice President & Managing Lega...
David Oestreicher
Chief Legal Counsel
John Botwright
Investment Compliance, Lead Ma...
Lisseth Alva
Investment Compliance - Lead M...
Robert McDavid
Vice President - Director, Glo...
Ryan Nolan
Senior Legal Counsel
William H.
Managing Legal Counsel - Vice ...
William Presley
Managing Legal Counsel, Vice P...
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