Dawn Thomason

Chief Compliance Officer at USA Financial

Dawn Thomason currently serves as the Chief Compliance Officer and Director of Advertising Compliance at USA Financial since August 2018. Prior to this role, Dawn held the position of Managing Principal - Advertising and Marketing at USA Financial Securities from March 2008 to September 2022. Dawn is a registered Investment Advisor Representative, with securities offered through USA Financial Securities, a member of FINRA and SIPC. Dawn is an alumnus of Purdue University.

Location

Valparaiso, United States

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USA Financial

USA Financial Securities Corp., Member FINRA/SIPC. A registered investment advisor located at 6020 E. Fulton St., Ada, MI 49301. Commenting Guidelines: http://www.usafinancial.com/investors/commenting-guidelines. At USA Financial, we believe that financial advisors and their clients shouldn’t be limited by the constraints of a single-minded financial institution. Since 1988, USA Financial has sought to reshape how advisors and investors approach financial planning and investment management. “Plan First and Invest Second™"​ is the foundation upon which we were built, and we instill that approach through our education, comprehensive planning, and investment innovation. Over the years, USA Financial has expanded its service offerings. This combination of subsidiaries is synergistically knitted together for the specific purpose of empowering advisors and investors. This includes: USA Financial Securities (Registered investment adviser and FINRA-registered broker-dealer), USA Financial Insurance Services (insurance wholesaler), USA Financial Portformulas® (a registered investment adviser and formulaic trending money manager), USA Financial Media® (technology and multimedia marketing firm), and USA Financial Exchange (turn-key asset management/UMA platform). Each of these companies plays a vital role in the overall value proposition offered by USA Financial to its advisors and clients.


Headquarters

Ada, United States

Employees

51-200

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