Valmark Financial Group
Heath Smargiasso is an experienced compliance professional currently serving as the Director of Compliance at Valmark Financial Group since December 2020, focusing on adapting to regulatory changes in the Broker/Dealer landscape. As the President and CEO of Able Regulatory Consultants, LLC since January 2005, Heath brings extensive expertise in compliance through various past roles, including Chief Compliance Officer at SSN Advisory, Inc. and Chief Compliance Officer at Scofield & Company, LLC. Heath’s career in the financial industry also includes positions as a Registered Representative at Silver Oak Securities, Director of Relationship Management at Edgetech Analytics, and multiple compliance roles at Securities Service Network. Heath holds a Bachelor of Science degree in Biology from the University of Tennessee, Knoxville.
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Valmark Financial Group
Since its founding in 1963, Valmark Financial Group has been at the forefront of the financial services industry, working exclusively with successful entrepreneurial wealth transfer and wealth management firms to meet the unique and ever-changing needs of our clients. Our entities specialize in providing life insurance, equity, investment advisory, risk management, and retirement plan products and support services for the industry’s top tier of financial advisors. To learn more about Valmark Financial Group visit our website at: www.valmarkfg.com Securities offered through Valmark Securities, Inc. Member FINRA/SIPC. Investment advisory services offered through Valmark Advisers, Inc., a SEC Registered Investment Advisor.