Mike Beth, CFA, CAIA

Mike Beth, CFA, CAIA has a strong background in financial services and trading. Mike currently holds the position of Managing Director, Cross Asset Sales and Trading at WallachBeth Capital, a role they have held since April 2023. Prior to this, they worked at the same firm as Director, Equity & Derivative Trading from January 2020 to April 2023, and as Vice President, Equity and Derivative Trading from April 2017 to January 2020. Before joining WallachBeth Capital, Mike worked as an Electronic Trading Specialist from February 2015 to March 2017 and in Fixed Income and Option Trading from April 2013 to February 2015, both at WallachBeth Capital. Prior to their career in trading, Mike worked at OMEX Systems, Inc. as a Sales/Onboarding/Support professional from September 2012 to April 2013, where they integrated systems into new client workflows, trained customers on product usage, and engaged with clients to enhance product usability.

Mike Beth, CFA, CAIA, obtained a Bachelor of Arts (B.A.) degree in Telecommunications, with a minor in Telecommunications Business and Marketing from Indiana University. Mike graduated from Indiana University in 2012.

In terms of additional certifications, Mike became a Chartered Financial Analyst® (CFA) Charterholder in August 2022. Mike passed the CFA Level 3 Exam in July 2022, the CFA Level 2 Exam in August 2021, and the CFA Level 1 Exam in August 2019. Mike also holds the CAIA Charterholder designation, which they obtained in May 2023.

Mike has acquired several other certifications, including the Series 4 certification from FINRA, obtained in November 2020. Mike also obtained the Series 24 certification in March 2018, the Bloomberg Market Concepts certification in July 2017, the Series 3 certification from FINRA in June 2016, the Series 57 (previously Series 55) certification from FINRA in July 2014, the Series 63 certification from FINRA in June 2013, and the Series 7 certification from FINRA in May 2013. Additionally, Mike is a CAIA Level 2 Candidate.