Prabalika Goswami

Head Of Regulatory Reporting Defect Management, Commercial Lending at Wells Fargo

Prabalika Goswami has extensive experience in regulatory reporting, operational risk technology, and risk transformation within the banking and finance sectors. At Wells Fargo, Prabalika served as the Head of Regulatory Reporting Defect Management for Commercial Lending and led initiatives in Operational Risk Technology, focusing on critical programs such as the Risk and Control Self Assessment (RCSA). Prior roles include leading a regulatory Risk Transformation effort for Corporate Risk Technology and serving as an Independent Derivatives Consultant at Mellon Capital. Prabalika also held the position of Senior Business Consultant at State Street, where leadership contributed to the adoption of Dodd Frank Regulations. Earlier career experience includes managing analytics and treasury operations at The D. E. Shaw Group. Educational qualifications include an MBA in Finance from Lal Bahadur Shastri Institute of Management and a BE in Instrumentation Engineering from Assam Engineering College.

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Wells Fargo

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Wells Fargo & Company is a financial services company headquartered in San Francisco, California. Founded in 1852, today Wells Fargo has global operations in over 40 countries, serving customers through 7,300 locations and 12,000 ATMs in addition to their internet and mobile banking offerings. Wells Fargo has approximately $1.9 trillion in assets and ranked number 41 on Fortune’s 2022 rankings. Wells Fargo offers a range of services for its customers, including banking, investment, and mortgage products and services, as well as consumer and commercial finance, through four operating segments comprising Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Through these offerings Wells Fargo serves one third of US households and more than 10% of small businesses in the US.


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