Nicholas Tocco

Chief Compliance Officer at WestPark Capital, Inc.

Nicholas Tocco has a diverse work experience in the financial and marketing industries. Nicholas began their career at Simons Abramson Marketing LLC as a Marketing Assistant from September 2006 to March 2007. Nicholas then joined WestPark Capital, Inc as an Operations Specialist/Client Management from April 2007 to April 2011. Nicholas continued their tenure at WestPark Capital, Inc as a Compliance Officer from March 2011 to December 2012. Nicholas eventually rose to the position of Chief Compliance Officer at WestPark Capital, Inc in December 2012, a position they currently hold.

Nicholas Tocco attended the University of California, Davis from 2001 to 2006. During this time, they earned a Bachelor of Arts degree with a major in Sociology and a minor in Organizational Studies.

Links


Timeline

  • Chief Compliance Officer

    December, 2012 - present

  • Operations Specialist Client Management

    April, 2007