Himanshu Roy

Himanshu Roy has extensive work experience in regulatory compliance and advisory roles. Himanshu is currently serving as the Chief Compliance Officer (SMF16) & MLRO (SMF17) at WiseAlpha, where they are responsible for embedding a risk culture and ensuring compliance with regulations. Himanshu has also worked as the Lead Regulatory Compliance Manager at Revolut, where they oversaw compliance matters. Himanshu has a strong background in regulatory change and advisory work, having served as Director at RCube Consulting Ltd. In this role, they worked with various financial institutions, including banks, asset management firms, CFD providers, and insurance companies, on projects related to compliance transformation and regulatory implementation. Prior to that, they were a Managing Consultant at Moore UK and a Senior Consultant at EY, where they focused on regulatory risk advisory and change projects in the financial services sector. Himanshu also has experience working at the Financial Conduct Authority, where they conducted thematic reviews and monitored compliance with regulations. Himanshu began their career at Bank of America Corporation and Copal Partners, where they managed client relationships and led teams involved in research and analysis. Throughout their career, Himanshu has demonstrated a strong understanding of regulatory frameworks and has contributed to the development and implementation of compliance strategies.

Himanshu Roy obtained their BSc Honors degree in Mathematics and Statistics from Queen Mary University of London from 2002 to 2005. Prior to that, they completed their junior/high school education with a focus on Science with Computers at Delhi Public School, Mathura Road from 1989 to 2001. Later, they pursued further education at The Chartered Institute for Securities & Investment (CISI) from 2013 to 2015, where they obtained a diploma in Investment Compliance, specializing in Compliance (Wholesale and Retail). Himanshu Roy also holds additional certifications from CISI, including the CISI Certificate in Risk in Financial Services, CISI Level 3 Award for Introduction to Investment, CISI Level 3 Certificate in Investment Operations, and CISI Level 6 Diploma in Investment Compliance.