The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors.  As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.

Government

Legal

Alberta Securities Commission

Stan Magidson

Brian Banderk

Benny Leveille

Alex Conac

The Regulatory and Market Oversight team at the Alberta Securities Commission is tasked with monitoring and enforcing compliance with securities laws, regulations, and policies to ensure fair and efficient capital markets. They oversee market activities, assess risks, and conduct compliance reviews to protect investors and maintain market integrity.

Regulatory and Market Oversight

Legal Team

Finance and Accounting Team

Regulatory and Market Oversight

About

Team members

Other teams at Alberta Securities Commission

Legal Team

Finance and Accounting Team