ES

Elias S.

Head Of Compliance - APAC at Axi

Elias S. has a strong background in compliance and regulatory roles, spanning over 14 years of work experience. Elias most recently served as the Head of Compliance - APAC at Axi, a position they have held since July 2023. Prior to this, Elias was the Head of Compliance - Australia at Axi from August 2021 to July 2023. Before joining Axi, they worked as a Senior Compliance Manager at the same company from September 2019 to August 2021.

Earlier in their career, Elias gained experience in compliance management at Clime Investment Management Limited as the Group Compliance Manager from February 2019 to September 2019. Elias also worked as a Regulatory Compliance Manager at Equifax from May 2017 to February 2019. Prior to that, they served as a Compliance Manager - Regulatory and Monitoring at Aon from April 2015 to May 2017.

Moreover, Elias had previous experience in compliance and dispute resolution roles within the financial services organizations sector. Elias worked in Big 4 Compliance and Dispute Resolution Roles at Financial Services Organisations from March 2013 to April 2015. Before that, they held the position of Compliance & Dispute Resolutions Manager at Matrix Planning Solutions Limited from April 2011 to March 2013. Elias began their career as a Compliance Officer at Count Financial from April 2007 to April 2011.

Elias S. obtained a Bachelor of Laws - LLB & Bachelor of Economics degree from Western Sydney University between 2002 and 2007. In 2007, they also completed a Diploma of Financial Services in Financial Planning from Kaplan Professional. In 2010, Elias received a Certificate IV in Training & Assessment from Learning Lab. In 2012, they completed the FPA CPD Assessor Training Program from the Financial Planning Association of Australia. Currently, Elias is enrolled in Financial Education Professionals pursuing a degree in RG146 - Securities | Foreign Exchange | Generic Knowledge, with an expected completion year of 2023.

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