Craig McComb

Branch Audit Manager at Cetera Financial Group

Craig McComb has extensive experience in audit and compliance roles within the financial industry. Craig has worked in various positions such as Compliance Analyst, Compliance Auditor, Lead Auditor, and Branch Audit Manager at companies like Compliance Max, Brookstreet Securities Corp, First Allied Securities, Inc., and Cetera Financial Group. Craig is skilled in overseeing auditors, training new team members, creating and maintaining audit schedules, and ensuring compliance with audit policies and procedures.

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Timeline

  • Branch Audit Manager

    January, 2015 - present

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