Eric Pinciss

Eric Pinciss serves as Senior Regulatory/Advisory Counsel at Cetera Financial Group since March 2019, providing comprehensive legal support on a wide range of regulatory matters in wealth management, including significant federal and state laws, compliance issues, and emerging legal challenges. Eric also plays an advisory role at P CIRCLE HOLDINGS, LLC, contributing to corporate strategy and contract evaluations for a publishing group. Previous experience includes serving as VP and Regulatory Counsel/Trust Secretary at U.S. Bank where responsibilities included filing SEC documents and navigating regulatory challenges. Eric's legal career includes numerous roles at prestigious law firms, focusing on complex litigation and regulatory matters in financial services. Eric holds an LLM in Bank and Financial Law from Boston University School of Law and a JD from Cardozo School of Law, in addition to a BA in History from Columbia University.