JK

Jason Klein

Head Of Regulatory Inquiries & Exams, Associate Regulatory Counsel at Citadel Securities

Jason Klein has extensive experience working in the legal and compliance field in the financial industry. Jason is currently employed at Citadel Securities as an Equities Compliance Manager & Assistant Regulatory Counsel. Prior to this, Jason worked at Morgan Stanley where they held various roles including Executive Director, Head of Regulatory Inquiries for North America, Head of Regulatory Inquiries for North America, Vice President, Regulatory Inquiries, and Vice President, Regulatory Response Oversight. Jason also briefly worked at J.P. Morgan as an IB Legal Project Manager and at Morgan Stanley as a Legal Analyst.

Jason Klein attended Maurice A. Deane School of Law at Hofstra University from 2007 to 2010, where they earned their J.D. degree. Prior to that, from 2001 to 2005, they attended Indiana University - Kelley School of Business, studying Business Administration and Management.

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Peers

Timeline

  • Head Of Regulatory Inquiries & Exams, Associate Regulatory Counsel

    November 1, 2023 - present

  • Equities Compliance Manager & Assistant Regulatory Counsel

    September, 2022

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