Larry Nakamura

Vice President Compliance at Corient

Larry Nakamura has a diverse work experience spanning over several years. Larry currently holds the position of VP and Chief Compliance Officer (CCO) at CI Private Wealth since July 2021. Prior to this, they served as the Chief Compliance Officer and Director of Client Service at Dowling & Yahnke Wealth Advisors from December 2019 to July 2021. Larry also worked as an Executive Consultant at NRS Inc., a financial services industry consulting firm, from December 2010 to December 2019. Earlier in their career, they served as the President of Torrey Capital, Inc. from November 2004 to December 2010 and as a CCO at Dunham & Associates from March 2003 to February 2005. Additionally, they co-founded Nexa Technologies, Inc. from 1998 to 2002.

Larry Nakamura has a diverse education history. From 1997 to 2002, they attended Santa Monica College, where they studied Business Administration, Management, and Operations. Following this, Larry pursued further education at the UCLA Extension from 2003 to 2007. There, they earned a Professional Designation Certificate in Financial Planning (PFP). Most recently, from 2018 to 2027, Larry enrolled at MiraCosta College, focusing on Business Administration and Pre-Law Studies. In addition to their formal education, Larry holds the certification of Investment Adviser Certified Compliance Professional (IACCP) from the Investment Adviser Association. Unfortunately, specific dates for the acquisition of this certification are not provided.

Links

Timeline

  • Vice President Compliance

    July, 2021 - present