Doris Caramello

Doris Caramello is an accomplished professional with extensive experience in compliance, regulatory surveillance, and operational management within the financial services industry. Currently serving as the Manager of Brokerage and Regulatory Surveillance at CUSO Financial Services, LP since 2016, Doris ensures compliance with state and federal regulations while collaborating with stakeholders on examination requests and developing risk surveillance reports. Prior roles include Vice President positions at LPL Financial, where Doris established a compliance culture and led supervisory control initiatives, and a project management role focused on eDiscovery processes. Doris has also held leadership positions at Goldman Sachs, where responsibilities encompassed operations management and supervising significant asset accounts. Educational credentials include a Master's degree in International Management and an Executive Education Program in Leadership from Thunderbird School of Global Management.