Risk and Audit Team

The Risk and Audit Team at Daiwa Capital Markets Europe Ltd is responsible for identifying, assessing, and mitigating risks across the company's operations, ensuring robust internal controls, and maintaining compliance with regulatory standards. This includes managing credit, technology, and information security risks, conducting internal audits, overseeing regulatory reporting, and integrating climate and ESG considerations into the risk framework. The team plays a crucial role in safeguarding the firm's financial stability and integrity.