Jay Tuminaro

Jay Tuminaro is a seasoned compliance professional currently serving as the Chief Compliance Officer at DriveWealth and DriveLoyalty since December 2022. Previously, Jay held the position of FINOP & Compliance Lead at DriveWealth from August 2022 to January 2023 and worked as a Senior Principal Risk Monitoring Analyst at the Financial Industry Regulatory Authority (FINRA) from December 2015 to August 2022. In this role, Jay acted as the primary regulatory liaison for 20 broker-dealers, advising senior management on compliance, risk management, and regulatory reporting. Jay's extensive experience also includes leadership roles at Nevis Recruiting Group Inc, the Triumph Group/G2 Trading, Wm. V Frankel, Ernst & Young, and Arthur Andersen Business Consulting. Jay holds an M.B.A. in Accounting and Finance from Fairfield University.