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Chris Hufman

Chief Administrative Officer (CAO), Chief Compliance Officer at Facet

Chris Hufman has a diverse work experience spanning several roles and companies. Chris began their career at T. Rowe Price in 2003, where they served as Vice President and Head of Colorado Springs Operations. In this role, they were responsible for managing key business functions, overseeing site growth, and cultivating community relations. During their tenure, they successfully expanded the site's staff and implemented new systems and tools that improved client satisfaction.

In 2011, Chris transitioned to the role of Vice President/Head of Individual and Institutional Services at T. Rowe Price. Here, they provided strategic leadership to the service and operations organization, focusing on delivering exceptional processing quality, responsible risk management, and industry best service. Chris also drove results by increasing key performance indicators through associate engagement, improved reporting, and process enhancements. Additionally, Chris re-aligned resources within the business and introduced a process improvement function to realize a self-funding of $1M annually.

In 2015, Chris took on the role of Vice President, Head of Business Capabilities and Service Provider Oversight at T. Rowe Price. Chris established and led a new organization staffed by senior professionals, aimed at driving strategic change and optimizing the value of key service providers. Chris introduced new business capabilities, simplified operating models, and drove cost efficiencies. Chris also redefined the relationship with critical service providers, negotiating cost-effective contracts and increasing accountability for delivery.

Most recently, in 2017, Chris joined Facet as the Chief Administrative Officer (CAO) and Chief Compliance Officer. Facet is committed to offering impartial and invaluable financial advice and services to improve the lives of millions of Americans. Chris played a crucial role in realizing this mission by overseeing administrative and compliance functions. In 2019, they were promoted to Chief Operating Officer, responsible for managing operational aspects of the organization. Their most recent role is Head of Operations.

Overall, Chris Hufman's work experience showcases their expertise in operations, strategic leadership, process improvement, and building strong relationships with service providers.

Chris Hufman holds a Bachelor of Arts (BA) degree in Economics & Political Science from UC San Diego. Chris also has a Master of Business Administration (MBA) degree from the University of Tampa - John H. Sykes College of Business. Additionally, they have obtained certifications in Finra Series 6, 7, 63, and 24, although the institution and dates of obtaining these certifications are not specified.

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Timeline

  • Chief Administrative Officer (CAO), Chief Compliance Officer

    July, 2021 - present

  • Chief Operating Officer

    July, 2019

  • Head Of Operations

    February, 2018

  • Advisor - Operations

    November, 2017