FalconX
- Compliance Associate
Compliance Associate
Bengaluru, India
Job description
Who are we?
FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services. Given our global operations, industry-leading technology and deep liquidity, we have facilitated client transactions of $1 trillion in volume. Our products & services are regulated, compliant and trusted.
We are a team of engineers, product builders, institutional sales and trading leaders, operations experts, and business strategists. Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs. And, we embody our values: Think big; Drive bold outcomes; Be one team; Iterate with speed; and be an entrepreneur.
We prioritize learning. Outcomes are mission-critical, but we also believe that learning in success and in failure will drive our continued success. Our industry is emergent - there’s no shortage of experiments to get involved with and to continue growing and learning together.
Impact
At FalconX, you’ll help make crypto assets a successful asset class in the most compliant way. Some of the largest financial institutions from Wall Street to Silicon Valley and around the world will turn to us for the best market prices and insights on the crypto industry. You will understand the key money laundering risks within the global digital assets industry and assist in putting key risk mitigation controls in place. As a key member of the APAC compliance team and key contributor to the global AML program, you will learn and grow our company’s values which define our culture and drive day to day behaviors and decision making.
Responsibilities
- Ensure a smooth and prompt onboarding of new customers and conduct KYC refresh on existing customers against our global onboarding procedures
- Ensure a smooth onboarding of end customers with our Exchange partners in line with Exchange requirements and our onboarding procedures
- Complete Customer Risk Assessment and conduct screening, escalating where appropriate to the Compliance Manager
- Liaise with internal stakeholders such as Institutional Coverage, Sales, Partnerships, Account Management on onboarding status of new customers
- Maintain information on status of customer accounts, ready to provide comprehensive updates on status on any account you are onboarding
- Assist in the reporting of completed KYC and other management reporting requirements
- Provide KYC advisory to Sales on documentation requirements
- Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
Success
- As a Compliance Analyst/Associate, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s AML/CFT program.
- To be successful in this role, you must work well under pressure and have excellent communication skills.
- You will need to be flexible and work well with sometimes shifting priorities.
- Be open to providing coverage when team members are on holiday or out of the office.
Required Qualifications
- 6-12 years of experience into KYC and due diligence.
- Exposure to global KYC process(APAC,EMEA,EU) and handling institutional clients are ideal to have
- Experience in direct client interaction and new client onboarding is good to have
- Team player
- Strong communication and written communications skills
- Good judgment and analytical skills
- Strong follow up skills and ability articulate in a clear and concise manner
- Genuine interest and experience in virtual/digital assets a distinct advantage
Inclusivity Statement
FalconX is committed to building a diverse, inclusive, equitable, and safe workspace for all people. Our roles are intended for people from all walks of life. We encourage all those interested in applying to our organization to submit an application regardless if you are missing some of the listed background requirements, skills, or experiences!
As part of our commitment to inclusivity, FalconX would like to acknowledge that the EEOC survey has limited potential responses that you can select. For legal reasons, FalconX must use this language to align with federal requirements, however, we want to ensure that you are able to provide a response to our own voluntary survey questions about your identity that best aligns with your most true self.
FalconX is an equal opportunity employer and will not discriminate against an applicant or employee based on race, color, religion, national origin, ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, veteran or military status, genetic information, citizenship, or any other legally-recognized protected basis under federal, state, or local law.
Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and other applicable state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on FalconX. Please inform FalconX’s People team at recruiting@falconx.io, if you need assistance with participating in the application process.
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