Pricing

FINRA

15 followers

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FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Industries

Non Profit

Headquarters

Washington, United States

Employees

1,001-5,000

Links

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Robert W. Cook

President & CEO

Robert W. Cook

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Robert L.D. Colby

EVP & CLO

Steven J. Randich

EVP & CIO, Technology

Todd T. Diganci

EVP & CFO

Rainia L. Washington

EVP, CHRO

Jonathan S. Sokobin

EVP & Chief Economist

Denise Dombay

SVP & Chief Audit Executive

Maureen Delaney

SVP & Chief Hearing Officer

Heather Seidel

Chief Counsel

Karinya Verghese

VP & Chief of Staff, Enforcement

Jacqueline Perrell

SVP & Chief of Staff

Abby Slonecker

SVP & Chief of Staff

Marcia E. Asquith

EVP, Board & External Relations

Greg Ruppert

EVP, Member Supervision

Omer Meisel

EVP, Head of National Cause & Financial Crimes Detection Program

Timothy Thompson

SVP, Enterprise & Financial Solutions

Michael Solomon

EVP, Examinations & Membership Application Program

Sarah Wallis

SVP, Regulatory Operations Program Delivery

Steven Price

SVP, Market Investigations

Anukool Rege

SVP, Data Management & Governance Office

Tina Gubb

SVP, Enforcement Legal

Julie Glynn

SVP, Enforcement Legal

Terrence Bohan

VP, Investigations

Samuel C. Rindell

VP of Learning, Talent & Organizational Development

Demetrios Koutros

VP, Operations, Procedures & Standards

Jennifer Keating

VP, Total Rewards

Aaron Poh

VP, Office of the CFAO

Anonymous

EVP, Market Regulation & Transparency Services

Teams

+11

Governance and Compliance

14 members

+11

Regulatory and Compliance Functions

14 members

Finance and Risk Management

12 members

Leadership Team

10 members

Regulatory and Compliance

10 members

Human Resources and Talent Management

7 members

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