JW

James Wills

Senior Professional Accountability Officer at Financial Planning Association (FPA)

James Wills has a wealth of experience in compliance and quality assurance within the financial industry. With roles at various financial institutions such as Colonial First State, Macquarie Group, and BT Financial Group, James has conducted investigations into advisers and stock brokers to ensure compliance with regulations. Currently serving as the Senior Professional Accountability Officer at the Financial Planning Association, James brings valuable expertise in managing advice assurance reviewers and conducting thorough investigations to maintain high standards in financial planning.

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Timeline

  • Senior Professional Accountability Officer

    October, 2021 - present