Sandy is General Counsel for the Finhaven group of companies. Sandy brings substantial regulatory experience (banking and financial services) to the team. Between 2007 and early 2016, Sandy was the Director, Capital Markets Regulation at the BC Securities Commission. Later, at HSBC Bank Canada, Sandy held the only role in a Canadian bank (at that time) directed specifically at managing conduct risk. Sandy has lectured and published frequently on securities regulation, and taught Securities Law as an adjunct professor of law at UBC.
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